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FpML-IM-Custodian Technical Teleconference 2009-04-08 minutes



 
The group held a conference call on Apr 8 noon Eastern.
 
Attendees:
Marie-Paule Dumont - SWIFT
Francoise Massin - SWIFT
Christian Unger - BBH
Scott Hyatt - Northern
Jason Brasile - SSC
Irina Yermakova - ISDA
Lucio Iida - BGI
 
 
Agenda and minutes:
  • Update on ISITC OTC Derivatives meeting in Boston.
    • Presentation on SNAC CDS -- driver, characteristics, effect on FpML <initialPayment> and <singlePayment>.
      • This topic was presented and discussed at the ISITC conference.
      • The practice on non-Standard Single Name CDS (non-SNAC CDS) is to use <singlePayment> when the upfront payment is from buyer to seller.  For SNAC CDS, the practice being proposed is to always use <initialPayment>, because it can explicitly state whether the payment is from buyer-to-seller or seller-to-buyer.  In this call, Irina stated that FpML 4.6 Working Draft 2, released on Mar-27 has removed business validation rule cd-43 in support of the proposed new practice.
      • A discussion on how CDS implementations can deal with these changes will be started in the Swift Derivatives Users call next week.
    • Presentation on proposed payment component breakdown.
      • This topic was presented at the ISITC conference.  Participants' feedback was requested.
    • Presentation on CDS Index factor and factored notional proposal.
      • This topic was presented at the ISITC conference as a preview of the upcoming proposal to the FpML CDWG.  No modifications were suggested.
    • Need for discussion on FpML version support in the SwiftNet Derivatives Users Group.
      • In this call, Marie-Paule and Francoise indicated FpML 4.6 will be supported in the Derivatives Service, along with 4.2 and 4.4.
      • Message types could be supported in more than one FpML version.  For example, the Service could be modified to support ContractCreated in both 4.2 and 4.4 (and presumably in 4.6 when this release is available).
      • If a bi-lateral amendment notification will be added to FpML 5.x, Marie-Paule suggested adding it to FpML 4.6 as well.
      • The above will be topics in the Derivatives User call next week.
  • Feedback from the FpML CDWG on the CDS Index factor and factored notional proposal.
    • Version effective date not needed.
    • Agreement on index factor.
    • Pros/cons of factored notional.
    • The TradeCashflowsAsserted message in the FpML cashflow matching space was suggested to notify of payments related to a CDS Index factor change.  Further research and discussion is needed.  A question from the FpML MTF is timely (see below) -- it may lead to a more appropriate solution.
      • Lucio indicated the TradeCashflowsAsserted message supports the matching step in the cashflow confirmation process.  In the IM-Custodian space there is a need to notify a non-trade event and the single adjustment payment when the associated new economic terms become effective.  Francoise confirmed that the Swift Derivatives User Group had agreed to use Contract messages only for traded events.  So, new message types may be needed.  Lucio to raise this in the FpML MTF.
  • FpML Modeling Task Force (MTF) questions:
    • Is there a need for message(s) to notify custodians on the effect on contract terms by non-trade events like credit events on CDS Indexes and corporate actions?
      • The group agreed to explore this (see action item above).
    • Is there a need for a bi-lateral amendment notification?
      • The group agreed that if they are added in 5.x, that they should be added to 4.6 as well.
  • AOB
    • Next meeting Apr 22 noon Eastern.
Please let me know if the minutes need corrections/additions.
 
Thanks,

Lucio Iida
Principal
Software Engineering Technologist

TEL 415 597 2288
CELL 415 717 9261
FAX 415 618 1667
lucio.iida@xxxxxxxxxxxxxxxxxx

Barclays Global Investors 400 Howard Street San Francisco, CA 94105

 
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