[Date Prev][Date Next][Thread Prev][Thread Next][Date Index][Thread Index]

FpML-RPTWG Reporting minutes Nov 23, 2009



Attendees

========

Bruno Beccaria, Citadel

Mike Kopcak, DTCC

Chris Funck, Chatham

Miriam Steinberg, Chatham

Irina Y, ISDA

Lucio Iida, BGI

Brian Lynn, GEM

Martin Sexton, London Market Systems

Mark Taratko, KPMG

Sreedhar Segu, DTCC

Marc Gratacos, ISDA

Ludvig Henriksson, TriOptima

 

Apologies

========

Chuck Kahl, HSBC

 

 

 

Actions

======

 

a) Brian to continue developing XML examples

>> More examples to follow - commodities and FX are remaining

 

b) Brian to update schema slightly to reflect decisions

>> schema has been updated, but not yet distributed, should be distributed shortly

 

c) Martin Sexton to look into purpose for and examples of the FIX Party Details Report.

>> Has distributed materials.

 

d) Brian to look into modeling of 1st calculation period payment responsibility in novations

>> Not yet done, to be done for an upcoming meeting.

 

2) Review Documentation for WD #4

We discussed the draft documentation.  There was a question about the field lists.  WG members are invited to review the documentation and return comments to Brian.

 

3) Review Marc G's aggregate notional examples

We discussed the examples.  Brian requested that we try to get a document together to discussed the required data, so we can evaluate it more easily.  Brian stated that in addition to the data provided by Marc’s example, we might want:

- the ability to report aggregate net and gross market value

- the ability to group by other factors, such as product

- the ability to report on multiple data points at once.

It might be useful to have a more flexible grouping structure.  We also talked about the possibility of using something like XBRL for aggregate reporting.  Marc promised to try to get permission to distribute the underlying requirement.

 

 

4) Brian and Marc reported that Karel Engelen and they had met with the New York Fed together with a group of other regulators to discuss the FpML reporting initiative.  The regulators are interested in contributing

in the area of entity modeling but need to review how they can participate.  The regulators seemed to feel that in the long run an XML-based reporting solution made sense, but in the interim a translation mechanism to flat formats might be sensible.

 

5) Develop plan for entity modeling. 

We discussed the draft plan that Brian outlined in the invitation.  The plan was well-received.  Following are some notes:

 

a) create a definition of the business objectives for entity modeling (update the RPTWG charter?).  Some points to consider include:

- what are regulators interested in seeing

- relation to other publically available information. . . do we want reference this information, e.g EDGAR filings.  We might want to allow reports to be able to cross reference this.

 

b) add to specification the ability to represent the guarantor party for a specific derivative transaction.

>> Another piece of information that might be useful is, does this trade net with other transactions?

The parties might agree that the trade won’t net, e.g. when the trades are used collateral. 

 

c) capture data requirements for modeling guarantor relationships

>> thresholds

>> jurisdiction

 

 

d) add a guarantee structure that models the terms of a guarantor relationship, e.g.

      - guarantor party

      - guaranteed party

      - effective and termination dates

      - other terms, e.g. products covered, documentation requirements/constraints, etc. as relevant

 

e) begin capturing requirements for modeling other credit support arrangements

 

Brian promised to try to get business objectives documented for next meeting, but it might be the following week due to the holiday this week.

 

AOB –  Marcelle von Wendland hasn’t received an invitation to attend, need to follow up.  (This has been done now).

 

Next meeting

==========

Monday, Nov. 30 – discuss entity modeling, aggregate reporting, status of WD #4.