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FpML-RPTWG FpML reporting minutes Dec 14, 2009



Attendees

========

Chuck Kahl, HSBC

Dinesh Shastri, Bloomberg

Lucio Iida, Blackrock

Chris Funck, Chatham

Irina Yermakova, ISDA

Marcelle von Wendland, Fincore

Jai S, Goldman Saschs

Bruno Beccaria, Citadel

Subash, DTCC

Sreedhar, DTCC

Brian Lynn, GEM

Stephen White, State Street

Mike Kopcak, DTCC

Miriam Steinberg,

 

Apologies

========

Martin Sexton, London Market Systems

Marc Gratacos, ISDA

Ludvig Henriksson, TriOptima

 

Actions

======

a) Brian to slightly update Entity modeling plan/requirements

>> Brian distributed a draft.

 

New members

===========

Marcelle introduced herself, is responsible for data management at Fincore.  She is interested in entity modeling.

 

 

OMG Cross Asset Reporting Group

===============================

Brian discussed the new OMG cross-asset reporting group and said that FpML has volunteered to collate reporting data requirements developed by the subgroups.  Some of the subgroups are defining requirements for the various trade reporting repositories that are being developed.

 

Entity Modeling Requirements

=======================

We reviewed the remainder of the document.  Most was well-received.

>> Brian will update the last section to indicate that we will wait for regulatory input prior to developing much detail on the agreements.

 

Party Information model

===================

>> We agreed that we should allow multiple ratings, and multiple sectors

 

Party relationships

==============

Marcelle:  we should allow reporting of time range of applicability  (effective/termination)  - this was noted by several others as well

>> Brian will add

 

 Can a party fulfill multiply roles? the idea is to allow multiple relationships between parties – each party appears once, but the relationships can appear multiple times.

 

ECB  (European Central Bank) has a list of party roles that they find interesting

>> Marcelle will provide some examples to help us refined the roles list.

 

Marcelle: There are several types of guarantees.  Some have what limits.  Some are moral and some are legal obligations.

>> Marcelle will also provide a list of types of guarantees.

 

 

Miriam –

maybe we can have a single credit support provider role, then have the agreement type specify details of the guarantee.

E.g.:

Unlimited Guarantee vs.

Limited Resource

 

Parent company doesn’t have a credit guarantee with the subsidiary – this creates legal uncertainty

A NY branch might trade under parent’s credit rating, but it can be unclear whether the parent is obligated to pay.  Also, does the credit rating belong to the parent or the child?

 

>>Miriam will create a list of types of credit support arrangements.  We can compare this to Marcelle’s input.

 

Agreement identification model

=========================

>>Brian will try modeling a more generic documentation identifier, to cover agreements other than master agreements and CSA.

 

 

Next meeting

===========

Monday, Dec. 21, 11 AM NY time – review agreement types, updates to entity model.