Specifies the entity classification of a party under the U.S. Securities and Exchange Commission (SEC).
2017-03-17
entityClassificationScheme
2-0
http://www.fpml.org/coding-scheme/sec-entity-classification
http://www.fpml.org/coding-scheme/sec-entity-classification-2-0
http://www.fpml.org/coding-scheme/sec-entity-classification-2-0.xml
Code
63
Source
Description
key
CA
FpML
Indicates the organization with respect to the reporting Regime is a Clearing Agency, for example under SEC. CA under SEC has the same meaning as CentralCounterparty under ESMA.
MSBSP
FpML
Indicates the organization with respect to the reporting Regime is a Major Security-based Swap Participant, for example under SEC SBSR.
non-SBSD/MSBSP
FpML
Indicates the organization with respect to the reporting Regime is neither a Security-based Swap Dealer nor a Major Security-based Swap Participant, for example under SEC SBSR.
Participant
FpML
Indicates an organization with respect to the reporting Regime is a participant.
SBSD
FpML
Indicates the organization with respect to the reporting Regime is Security-based Swap Dealer, for example under SEC SBSR.