Build Number: 4; Document built: Thu 03/29/2012 10:12:37.42
Copyright (c) 1999 - 2012 by International Swaps and Derivatives Association, Inc.
Financial Products Markup Language is subject to the FpML® Public License.
FpML® is a registered trademark of the International Swaps and Derivatives Association, Inc.
A copy of this license is available at http://www.fpml.org/license/license.html
The FpML specifications provided are without warranty of any kind, either expressed or implied, including, without limitation, warranties that FpML, or the FpML specifications are free of defects, merchantable, fit for a particular purpose or non-infringing. The entire risk as to the quality and performance of the specifications is with you. Should any of the FpML specifications prove defective in any respect, you assume the cost of any necessary servicing or repair. Under no circumstances and under no legal theory, whether tort (including negligence), contract, or otherwise, shall ISDA, any of its members, or any distributor of documents or software containing any of the FpML specifications, or any supplier of any of such parties, be liable to you or any other person for any indirect, special, incidental, or consequential damages of any character including, without limitation, damages for loss of goodwill, work stoppage, computer failure or malfunction, or any and all other commercial damages or losses, even if such party shall have been informed of the possibility of such damages.
17 Message Examples
17.1 Example 100 - Non-Public Execution Report, New Trade
17.2 Example 100a - Acknowledgement of new trade report
17.3 Example 101 - Non-Public Execution Report, New Trade Correction
17.4 Example 102 - Non-Public Execution Report, Retraction
17.5 Example 110 - Non-Public Execution Report, Amendment
17.6 Example 111 - Non-Public Execution Report, Increase
17.7 Example 112 - Non-Public Execution Report, Partial Termination
17.8 Example 113 - Non-Public Execution Report, Novation (from transferor)
17.9 Example 114 - Non-Public Execution Report, Novation Retracted
18 Product Examples
18.1 Example 1 - Non-public Execution Report of Vanilla IR Swap in Recordkeeping View
18.2 Example 2 - Data Document Holding Vanilla IR Swap in Recordkeeping View
18.3 Example 51 - Generic product with an attached PDF confirm
This section contains examples of FpML messages for Recordkeeping Reporting. Each example illustrates a different part of the process.
The sample xml documents are available for download from the fpml.org website.
File: record-ex100-new-trade.xml
A non-public message sent by a reporting party, execution facility, or derivatives clearing organization to a Swap Data Repository reporting on execution of a derivatives transaction.
File: record_ex100a_new_trade_ack.xml
A message returned by a Swap Data Repository acknowledging receipt of a non-public execution report.
File: record-ex101-new-trade-correction.xml
A non-public message sent by a reporting party, execution facility, or derivatives clearing organization to a Swap Data Repository correcting a report of execution of a derivatives transaction.
File: record-ex102-new-trade-retracted.xml
A non-public message sent by a reporting party, execution facility, or derivatives clearing organization to a Swap Data Repository retracting (canceling) a report of execution of a derivatives transaction (because it was reported in error).
File: record-ex110-amendment.xml
A non-public message sent by a reporting party, execution facility, or derivatives clearing organization to a Swap Data Repository reporting a negotiated amendment to a derivatives transaction.
File: record-ex111-increase.xml
A non-public message sent by a reporting party, execution facility, or derivatives clearing organization to a Swap Data Repository reporting a negotiated increase in size of a derivatives transaction.
File: record-ex112-partial-termination.xml
A non-public message sent by a reporting party, execution facility, or derivatives clearing organization to a Swap Data Repository reporting a negotiated reduction in size of (partial termination of) a derivatives transaction.
File: record-ex113-novation_from-transferor.xml
A non-public message sent by a reporting party, execution facility, or derivatives clearing organization to a Swap Data Repository reporting a novation of a derivatives transaction from the point of view of the transferor.
File: record-ex114-novation-retracted.xml
A non-public message sent by a reporting party, execution facility, or derivatives clearing organization to a Swap Data Repository retracting a prior non-public report of a novation.
This section contains examples of FpML messages for non-public execution reporting. Each example illustrates a different product in Recordkeeping view. Most products in recordkeeping view are identical to those in confirmation view, and so at this time separate examples are not provided. Please consult the confirmation view for most detailed examples