complexType "EquityExerciseValuationSettlement"
Namespace:
http://www.fpml.org/FpML-5/recordkeeping
Content:
complex, 14 elements
Defined:
globally in fpml-eqd-5-9.xsd; see XML source
Includes:
definitions of 14 elements
Used:
at 3 locations
Content Model Diagram
XML Representation Summary
<...>
   
Content: 
</...>
Content Model Elements (14):
automaticExercise (defined in EquityExerciseValuationSettlement complexType),
equityAmericanExercise,
equityBermudaExercise,
equityEuropeanExercise,
equityValuation,
makeWholeProvisions,
prePayment (defined in EquityExerciseValuationSettlement complexType),
settlementCurrency (defined in EquityExerciseValuationSettlement complexType),
settlementDate (defined in EquityExerciseValuationSettlement complexType),
settlementMethodElectingPartyReference,
settlementMethodElectionDate,
settlementPriceDefaultElection,
settlementPriceSource,
settlementType (defined in EquityExerciseValuationSettlement complexType)
All Direct / Indirect Based Elements (3):
equityExercise (defined in EquityDerivativeBase complexType),
equityExercise (in dividendSwapOptionTransactionSupplement),
equityExercise (in varianceOptionTransactionSupplement)
Known Usage Locations
Annotation
A type for defining exercise procedures for equity options.
XML Source (w/o annotations (12); see within schema source)
<xsd:complexType name="EquityExerciseValuationSettlement">
<xsd:sequence>
<xsd:choice minOccurs="0">
<xsd:element name="equityEuropeanExercise" type="EquityEuropeanExercise"/>
<xsd:element name="equityAmericanExercise" type="EquityAmericanExercise"/>
<xsd:element name="equityBermudaExercise" type="EquityBermudaExercise"/>
</xsd:choice>
<xsd:choice minOccurs="0">
<xsd:sequence>
<xsd:element minOccurs="0" name="automaticExercise" type="xsd:boolean"/>
<xsd:element minOccurs="0" name="makeWholeProvisions" type="MakeWholeProvisions"/>
</xsd:sequence>
<xsd:element name="prePayment" type="PrePayment"/>
</xsd:choice>
<xsd:element minOccurs="0" name="equityValuation" type="EquityValuation"/>
<xsd:element minOccurs="0" name="settlementDate" type="AdjustableOrRelativeDate"/>
<xsd:element minOccurs="0" name="settlementCurrency" type="Currency"/>
<xsd:element minOccurs="0" name="settlementPriceSource" type="SettlementPriceSource"/>
<xsd:element minOccurs="0" name="settlementType" type="SettlementTypeEnum"/>
<xsd:element minOccurs="0" name="settlementMethodElectionDate" type="AdjustableOrRelativeDate"/>
<xsd:element minOccurs="0" name="settlementMethodElectingPartyReference" type="PartyReference"/>
<xsd:element minOccurs="0" name="settlementPriceDefaultElection" type="SettlementPriceDefaultElection"/>
</xsd:sequence>
</xsd:complexType>
Content Element Detail (all declarations; defined within this component only; 14/14)
automaticExercise
Type:
xsd:boolean, predefined, simple content
If true then each option not previously exercised will be deemed to be exercised at the expiration time on the expiration date without service of notice unless the buyer notifies the seller that it no longer wishes this to occur.
XML Source (w/o annotations (1); see within schema source)
<xsd:element minOccurs="0" name="automaticExercise" type="xsd:boolean"/>
equityAmericanExercise
Type:
EquityAmericanExercise, complex content
The parameters for defining the exercise period for an American style equity option together with the rules governing the quantity of the underlying that can be exercised on any given exercise date.
XML Source (w/o annotations (1); see within schema source)
<xsd:element name="equityAmericanExercise" type="EquityAmericanExercise"/>
equityBermudaExercise
Type:
EquityBermudaExercise, complex content
The parameters for defining the exercise period for an Bermuda style equity option together with the rules governing the quantity of the underlying that can be exercised on any given exercise date.
XML Source (w/o annotations (1); see within schema source)
<xsd:element name="equityBermudaExercise" type="EquityBermudaExercise"/>
equityEuropeanExercise
Type:
EquityEuropeanExercise, complex content
The parameters for defining the expiration date and time for a European style equity option.
XML Source (w/o annotations (1); see within schema source)
<xsd:element name="equityEuropeanExercise" type="EquityEuropeanExercise"/>
equityValuation
Type:
EquityValuation, complex content
The parameters for defining when valuation of the underlying takes place.
XML Source (w/o annotations (1); see within schema source)
<xsd:element minOccurs="0" name="equityValuation" type="EquityValuation"/>
makeWholeProvisions
Type:
MakeWholeProvisions, complex content
Provisions covering early exercise of option.
XML Source (w/o annotations (1); see within schema source)
<xsd:element minOccurs="0" name="makeWholeProvisions" type="MakeWholeProvisions"/>
prePayment
Type:
PrePayment, complex content
Prepayment features for Forward.
XML Source (w/o annotations (1); see within schema source)
<xsd:element name="prePayment" type="PrePayment"/>
settlementCurrency
Type:
Currency, simple content
The currency in which a cash settlement for non-deliverable forward and non-deliverable options.
Simple Content
xsd:normalizedString
maxLength:
255
minLength:
0
XML Source (w/o annotations (1); see within schema source)
<xsd:element minOccurs="0" name="settlementCurrency" type="Currency"/>
settlementDate
Type:
AdjustableOrRelativeDate, complex content
Date on which settlement of option premiums will occur.
XML Source (w/o annotations (1); see within schema source)
<xsd:element minOccurs="0" name="settlementDate" type="AdjustableOrRelativeDate"/>
settlementMethodElectingPartyReference
Type:
PartyReference, empty content
XML Source (see within schema source)
<xsd:element minOccurs="0" name="settlementMethodElectingPartyReference" type="PartyReference"/>
settlementMethodElectionDate
Type:
AdjustableOrRelativeDate, complex content
XML Source (see within schema source)
<xsd:element minOccurs="0" name="settlementMethodElectionDate" type="AdjustableOrRelativeDate"/>
settlementPriceDefaultElection
Type:
SettlementPriceDefaultElection, simple content
Simple Content
xsd:normalizedString
maxLength:
255
minLength:
0
XML Source (see within schema source)
<xsd:element minOccurs="0" name="settlementPriceDefaultElection" type="SettlementPriceDefaultElection"/>
settlementPriceSource
Type:
SettlementPriceSource, simple content
Simple Content
xsd:normalizedString
maxLength:
255
minLength:
0
XML Source (see within schema source)
<xsd:element minOccurs="0" name="settlementPriceSource" type="SettlementPriceSource"/>
settlementType
Type:
SettlementTypeEnum, simple content
How the option will be settled.
Simple Content
enumeration of xsd:token
Enumeration:
"Cash"
 - 
The intrinsic value of the option will be delivered by way of a cash settlement amount determined, (i) by reference to the differential between the strike price and the settlement price; or (ii) in accordance with a bilateral agreement between the parties
"Physical"
 - 
The securities underlying the transaction will be delivered by (i) in the case of a call, the seller to the buyer, or (ii) in the case of a put, the buyer to the seller versus a settlement amount equivalent to the strike price per share
"Election"
 - 
Allow Election of either Cash or Physical settlement
"CashOrPhysical"
 - 
Allow use of either Cash or Physical settlement without prior Election
minLength:
1
XML Source (w/o annotations (1); see within schema source)
<xsd:element minOccurs="0" name="settlementType" type="SettlementTypeEnum"/>
XML schema documentation generated with DocFlex/XML 1.9.0 using DocFlex/XML XSDDoc 2.8.0 template set. All content model diagrams generated by Altova XMLSpy via DocFlex/XML XMLSpy Integration.