complexType "NonpublicExecutionReport"

Namespace:	http://www.fpml.org/FpML-5/recordkeeping
Content:	complex, 3 attributes, 32 elements
Defined:	globally in fpml-recordkeeping-processes-5-13.xsd; see XML source
Includes:	definitions of 8 elements
Used:	at 1 location

Component Diagram

XML Representation Summary

<...

fpmlVersion	=	xsd:token
expectedBuild	=	xsd:positiveInteger
actualBuild	=	"2"

Content:

</...>

Content Model Elements (32):

account,

additionalEvent,

amendment,

asOfDate (in nonpublicExecutionReport),

asOfTime (in nonpublicExecutionReport),

change,

collateralization (in nonpublicExecutionReport),

correlationId,

header (defined in RequestMessage complexType),

increase,

isCorrection (defined in CorrectableRequestMessage complexType),

novation,

observation (defined in PostTradeEventsBase.model group),

onBehalfOf (defined in OnBehalfOf.model group),

optionEvent,

optionExercise,

optionExpiry,

originatingEvent (in nonpublicExecutionReport),

parentCorrelationId,

party (defined in PartiesAndAccounts.model group),

portfolioReference (in nonpublicExecutionReport),

quote (in nonpublicExecutionReport),

reset (defined in PostTradeEventsBase.model group),

scheduledDate,

sequenceNumber (defined in Sequence.model group),

terminatingEvent,

termination (defined in PostTradeEventsBase.model group),

trade (in nonpublicExecutionReport),

tradingEvent (in nonpublicExecutionReport),

validation,

withdrawal

All Direct / Indirect Based Elements (1):

nonpublicExecutionReport

Known Usage Locations

As direct type of elements (1):

nonpublicExecutionReport

Type Definition Detail

Type Derivation Tree

Document (extension)

Message (extension)

RequestMessage (extension)

CorrectableRequestMessage (extension)

NonpublicExecutionReport

XML Source (w/o annotations (6); see within schema source)

<xsd:complexType name="NonpublicExecutionReport">

<xsd:complexContent>

<xsd:extension base="CorrectableRequestMessage">

<xsd:sequence>

<xsd:element minOccurs="0" name="asOfDate" type="IdentifiedDate"/>

<xsd:element minOccurs="0" name="asOfTime" type="xsd:time"/>

<xsd:group minOccurs="0" ref="PortfolioReferenceBase.model"/>

<xsd:choice minOccurs="0">

<xsd:sequence>

<xsd:element minOccurs="0" name="originatingEvent" type="OriginatingEvent"/>

<xsd:element name="trade" type="Trade"/>

<xsd:element maxOccurs="unbounded" minOccurs="0" name="tradingEvent" type="TradingEventSummary"/>

</xsd:sequence>

<xsd:group ref="PostTradeEventsBase.model"/>

<xsd:group ref="ChangeEventsBase.model"/>

<xsd:group ref="OptionsEventsBase.model"/>

<xsd:element ref="additionalEvent"/>

</xsd:choice>

<xsd:group minOccurs="0" ref="EventValuation.model"/>

<xsd:element maxOccurs="unbounded" minOccurs="0" name="scheduledDate" type="ScheduledDateBase"/>

<xsd:element maxOccurs="2" minOccurs="0" name="collateralization" type="RegulatoryReportingCollateralization"/>

<xsd:group ref="PartiesAndAccounts.model"/>

</xsd:sequence>

</xsd:extension>

</xsd:complexContent>

</xsd:complexType>

Content Element Detail (all declarations; defined within this component only; 8/32)

additionalEvent

Type:	AdditionalEvent, complex content
Abstract:	(may not be used directly in instance XML documents)

XML Source (see within schema source)

<xsd:element ref="additionalEvent"/>

asOfDate

Type:

IdentifiedDate, simple content

The date for which this document reports positions and valuations.

Simple Content

xsd:date

XML Source (w/o annotations (1); see within schema source)

<xsd:element minOccurs="0" name="asOfDate" type="IdentifiedDate"/>

asOfTime

Type:

xsd:time, predefined, simple content

The time for which this report was generated (i.e., the cut-off time of the report).

XML Source (w/o annotations (1); see within schema source)

<xsd:element minOccurs="0" name="asOfTime" type="xsd:time"/>

collateralization

Type:

RegulatoryReportingCollateralization, complex content

XML Source (see within schema source)

<xsd:element maxOccurs="2" minOccurs="0" name="collateralization" type="RegulatoryReportingCollateralization"/>

originatingEvent

Type:

OriginatingEvent, simple content

Simple Content

xsd:normalizedString

maxLength:	255
minLength:	0

XML Source (see within schema source)

<xsd:element minOccurs="0" name="originatingEvent" type="OriginatingEvent"/>

scheduledDate

Type:

ScheduledDateBase, complex content

Upcoming important dates for the trade. Added to support CFTC Amendments to Part 43/45 (Published November 2020).

XML Source (w/o annotations (1); see within schema source)

<xsd:element maxOccurs="unbounded" minOccurs="0" name="scheduledDate" type="ScheduledDateBase"/>

trade

Type:

Trade, complex content

XML Source (see within schema source)

<xsd:element name="trade" type="Trade"/>

tradingEvent

Type:

TradingEventSummary, complex content

This is provided to support snapshot reporting that requires trading history. Some implementations are using the "trade" event to report the current snapshot of a contract. In these cases it may also be necessary to report the most recent trading event to support regulatory reporting mandates. For this reason the tradingEvent is provided to allow that event to be attached to the trade report.

XML Source (w/o annotations (1); see within schema source)

<xsd:element maxOccurs="unbounded" minOccurs="0" name="tradingEvent" type="TradingEventSummary"/>

XML schema documentation generated with FlexDoc/XML 1.12.2 using FlexDoc/XML XSDDoc 2.9.1 template set. All XSD diagrams generated by FlexDoc/XML DiagramKit.