complexType "EndUserExceptionDeclaration"
Namespace:
http://www.fpml.org/FpML-5/confirmation
Content:
complex, 4 elements
Defined:
globally in fpml-doc-5-8.xsd; see XML source
Includes:
definitions of 4 elements
Used:
at 1 location
Content Model Diagram
XML Representation Summary
<...>
   
Content: 
</...>
Content Model Elements (4):
creditDocument,
organizationCharacteristic (in endUserExceptionDeclaration),
supervisorRegistration (in endUserExceptionDeclaration),
transactionCharacteristic (in endUserExceptionDeclaration)
All Direct / Indirect Based Elements (1):
endUserExceptionDeclaration
Known Usage Locations
Annotation
Records supporting information justifying an end user exception under 17 CFR part 39.
XML Source (w/o annotations (5); see within schema source)
<xsd:complexType name="EndUserExceptionDeclaration">
<xsd:sequence>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="creditDocument" type="CreditDocument"/>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="organizationCharacteristic" type="OrganizationCharacteristic"/>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="transactionCharacteristic" type="TransactionCharacteristic"/>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="supervisorRegistration" type="SupervisorRegistration"/>
</xsd:sequence>
</xsd:complexType>
Content Element Detail (all declarations; defined within this component only; 4/4)
creditDocument
Type:
CreditDocument, simple content
What arrangements will be made to provide credit? (e.g. CSA, collateral pledge, guaranty, available resources, financing).
Simple Content
xsd:normalizedString
maxLength:
255
minLength:
0
XML Source (w/o annotations (1); see within schema source)
<xsd:element maxOccurs="unbounded" minOccurs="0" name="creditDocument" type="CreditDocument"/>
organizationCharacteristic
Type:
OrganizationCharacteristic, simple content
Allows the organization to specify which categories or characteristics apply to it for end-user exception determination. Examples include "FinancialEntity", "CaptiveFinanceUnit", "BoardOfDirectorsApproval".
Simple Content
xsd:normalizedString
maxLength:
255
minLength:
0
XML Source (w/o annotations (1); see within schema source)
<xsd:element maxOccurs="unbounded" minOccurs="0" name="organizationCharacteristic" type="OrganizationCharacteristic"/>
supervisorRegistration
Type:
SupervisorRegistration, complex content
Allows the organization to specify which if any relevant regulators it is registered with, and if so their identification number. For example, it could specify that it is SEC registered and provide its Central Index Key.
XML Source (w/o annotations (1); see within schema source)
<xsd:element maxOccurs="unbounded" minOccurs="0" name="supervisorRegistration" type="SupervisorRegistration"/>
transactionCharacteristic
Type:
TransactionCharacteristic, simple content
Allows the relevant transaction level categories or characteristics to be recorded for end-user exception determination. Examples include "BoardOfDirectorsApproval", "HedgesCommercialRisk".
Simple Content
xsd:normalizedString
maxLength:
255
minLength:
0
XML Source (w/o annotations (1); see within schema source)
<xsd:element maxOccurs="unbounded" minOccurs="0" name="transactionCharacteristic" type="TransactionCharacteristic"/>
XML schema documentation generated with DocFlex/XML 1.9.0 using DocFlex/XML XSDDoc 2.8.0 template set. All content model diagrams generated by Altova XMLSpy via DocFlex/XML XMLSpy Integration.